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Executive Certificate Course in Fund Administration and Regulatory Compliance training course jointly organized with HKU SPACE

About the Course

Our training course “Executive Certificate in Fund Administration and Regulatory Compliance” is comprised of 10 classes of 3 hours each, two in-takes each year (March and September) taking an integrated teaching approach focusing on Hong Kong fund administration industry. Other than our Association’s Education committee members as the principal lecturers, various experienced industry experts are also invited as the guest speakers to share their valuable experiences with the students. 


Major achievements :

• A resounding success of this training program to nurture over 120+ bright professionals since September 2022 (four in-take)


• One of the few courses from HKU SPACE continuously received above average scores from the students


• A very unique training programme in Hong Kong combining class lectures with industry guest speaker sessions specifically designed for fund administration and fund industry


• A number of students successfully changed their careers to fund administration after completing the programme

Your Lecturers

Raymond Chung

Raymond Chung

Principal Lecturer

Experience :
• Over 30 years of experience in securities services, fund management, and brokerage industries gained from global financial institutions including HSBC Securities Services, HSBC Asset Management, Nomura and UBS

Company Experience
• HSBC Securities Services
• HSBC Asset Management
• Nomura International
• UBS

Qualification
• MBA
• MSc
• BBUS

Professional Membership
• Fellow Member of the Hong Kong Securities and Investment Institute

Anthony Lo

Raymond Chung

Christine Wong

Raymond Chung

Experiences
• Industrial veteran on fund administration, operation, valuation and client service in hedge and alternative funds

Company Experience
• MeesPierson/Fortis
• Bank of Bermuda/HSBC
• SHK Fund Management
• Blue Pool Capital
• Ernst & Young
• Morgan Stanley

Qualification
• MBA
• BA (Hon)

Professional Membership
• HKICPA
• ACCA

Experiences
• Over 20 years of experience in Fund Administration and Asset Management industries
• Strong knowledge on client operation and client services
• Strong knowledge on fund accounting

Company Experience
• Baring Asset Management
• Bosera Asset Management
• HSBC Securities Services
• StateStreet Bank
• Citi Fund Services
• Fortis Prime Fund Solutions

Qualification
• BA (Accountancy)
• L.L.M (Common Law)

Professional Membership
• CPA
• FCCA

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